funds for accredited investors (AIs) investing in securities listed on the exchanges in the Greater Mekong Sub-region (GMS) and mutual fund without derivatives investment limit. The SEC also urged the
persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to
the Framework, the application procedures and the review timeline. The handbook can be accessed here. The ACMF was set up in 2004 to promote freer flow of capital and greater connectivity of ASEAN
for greater clarity the qualifications of the IPO applicant in the part of non-involvement in any illegal business by excluding any insignificant misdemeanor or any wrongdoing not directly related to
- retail investors. The greater extent of offering to retail investors will not only widen investment alternatives, but also expand business opportunities for the mutual fund operators and propel integrated
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC emphasizes the importance of greater investments with sustainability impact for which responsible capital markets are best placed to
and professionals Carrying out businesses with greater flexibilities; getting supports for strengthening competitiveness; being assured of stability of the systems monitored and maintained to
. We consider the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163 SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing
for more convenience of business operators The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of
Sort by: Relevance Date (Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to