business in the category of derivative broker which is limited to only debt securities under the Notification of the Securities and Exchange Commission on granting of approval for undertaking derivatives
under the Notification of the Securities and Exchange Commission on granting of approval for undertaking derivatives business. Clause 2. This Notification shall come into force as from 1 December 2008
the Board of Directors’ Meeting No. 3/2018 which was held on Aug 9, 2018 passed a resolutions granting approval for the establishment of new subsidiary, details are as follow: Registration date : Sep 3
Transactions in Capital Market Act B.E. 2550 (2007), or the Notification of the SEC Office regarding Approval of Auditors and fail to cooperate with the SEC Office, the granting of approval this time shall be
granting of approval this time shall be deemed terminated. Yours sincerely, Signature
SEC Secretary-General Ruenvadee Suwanmongkol has announced that the SEC Board, at its monthly meeting held on 11th December, approved the granting of securities depository center regulatory
partial investment, granting the right of objection on material issues to REIT, having guidelines to resolve conflicts between REIT and investment partners, and providing a statement of opinions on
The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional
supporting documents within 90 days from the date of filing the application with SEC, and (2) inspection of the actual work systems before granting permission to commence business operation whereby the
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment