established, we believe that such fund will benefit the issuer, investors, related business operators, the capital market and the economy at large,” said SEC Secretary-General Ruenvadee
originally intended by the investors. Such wrongful acts incurred damages onto several clients, at an initial large sum of 74.8 million baht. SEC has considered that Napasook failed to perform duties or
application for renewal of approval can be filed with the SEC within March 31, 2012.?Although those affected, when compared with all listed companies and securitiescompanies, may not be a large number, the SEC
received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on behalf of client and seeking benefits from the client during the performance of duties
sold short as they have large market capitalization and high liquidity. Given such conditions, it is unlikely that short selling transactions would affect market conditions.Regarding stock investments
Foreign issuers must pass certain qualification screening, i.e., being large corporations already listed for a period of time on another regulated exchange (home exchange), which is a member of the World
from the SEC and related agencies for launches of new products, especially foreign exchange futures which are expected to benefit a large number of users. SEC Secretary-General Thirachai
shares on April 29, 2008 and RCI shares on May 2, 2008 in such a way that manipulated the prices of those shares, resulting in large trading volumes and change of share price inconsistent with normal
based on the fairness of shareholders? right protection; especially certain types of transactions, for example, the purchase or sale of assets in a large amount or high value, or related party