an exemption to the case where the custodial services provided by digital asset issuers, which involves keeping only the issued digital asset on behalf of their clients, does not fall within the

execution of transactions as per client’s orders and provided an SEC Hotline 1207 press 8 for Zipmex-related information and complaints in particular, to assist those affected investors.Once the Court accepts

irregularity in redemption as mentioned above. Moreover, investors should not panic on the bird flu situation. Evaluating Government?s measures as well as studying researches provided by securities

approaching analysts for information and at the same time will enhance quality services provided by securities analysts as well.? ?I would like to thank all parties for their effort and cooperation

economic downturn, the one-third rule will take effect at the AGM for the year 2010. To help those companies which have not yet met the requirement, the SEC has provided some guidance. For example, they can

has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit

regulations for prohibiting digital asset business operators from providing services on privacy coins and the conduct rules for services on privacy coins provided prior to the effective date of the proposed

: As much information as provided by the underlying funds within 15 days after such information has been disclosed by the underlying funds.For mutual funds under Item 1, investment data for the debut

from the refinancing as liquid assets in their net capital (NC) computation.Refinance clients, who want to open a new margin account or have already opened one with the securities firm that has provided

investment loss must be provided and records on giving advices to clients must be kept.