. In addition to having qualifications under Clause 5, the applicant shall not possess the prohibited characteristics as specified in the notification of the Securities and Exchange Commission governing
shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as prescribed in this Notification: (1) managing, determining
the duty as an ASEAN Investment Analyst or ASEAN Investment Consultant, subject to the type of personnel he/she wish to perform. 2. The Professional shall be person who does not possess the prohibited
, the SEC deems it necessary for the audit firms to be self-reliant, which always starts with an adequate supply of competent audit staff who possess thorough understanding of both accounting and auditing
ไทย (fair competition) และให้ผู้ลงทุนมทีางเลือก (investor freedom) ในการลงทุนในผลิตภัณฑ์ในตลาดทุน ทีเ่ป็นสกุลเงินตราต่างประเทศผ่านช่องทางที่หลากหลาย ประกอบกับให้ผู้ลงทุนได้รับข้อมูลและค าแนะน า เกี่ยว
results should be used for ensuring that the directors collectively possess the right combination of knowledge, skills, and experience. Principle 3.8 The board should ensure that the board and each
Covered Management Company must be subject to ongoing regulation and supervision by the SFC. 3 Physical gold invested by such gold ETFs must possess a standard and fineness recognized by the London Bullion
Management Company in the courts of Hong Kong. 4 Physical gold invested by such gold ETFs must possess a standard and fineness recognized by the London Bullion Market Association. 54/F, One Island East, 18
must possess knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of integrity and honesty and without any disgraceful record, and must
approved by the Office must possess knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of (Translation) 3 integrity and honesty and without