licenses: (1) all types of securities business license except the followings: (a) debt securities brokerage; (b) securities borrowing and lending business. (2)2 licenses for providing securities registrar
2008. Clause 2. The followings shall be repealed: (1) The Notification of the Office of the Securities and Exchange Commission No. OrNor. 25/2544 Re: Arbitral Process dated 28 November 2001; (2) The
investors, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as form 16 May 2008. Clause 2. The followings shall
Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as form 16 May 2008. Clause 2. The followings shall be repealed
for Business Takeovers dated 18 November 2002, the Office hereby issues the following regulations: Clause 1. The followings shall be repealed: (1) The Notification of the Office of the Securities and
licenses: (1) all types of securities business license except the followings: (a) debt securities brokerage; (b) securities borrowing and lending business. (2)2 licenses for providing securities registrar
the followings: - define written operating procedures in case of significant changes; - require planning and testing of changes; - assess potential impacts of changes; - establish a formal approval
3.1 Financial position As of 31 December 2018, the Company’s financial position compared with the previous year were the followings; (Unit: Million Baht) Description For the year ending 31 December Year
were the followings; (Unit: Million Baht) Description For the year ending 31 December Year Increased (decreased) 2017 2016 Amount % Total Assets 1,010.21 992.40 17.81 1.79 Total Liabilities 97.28 137.12
units of the mutual fund with the ninety-day redemption period limit and the policy to invest no less than eighty percent of its net asset value in any of the followings: (a) investing in any one or