SEC Office shall display the names of the financial advisors who have been granted an approval in a manner that is accessible and reviewable by the public. 10In the case where the SEC Office declines an
approval the Office may specify additional conditions which apply to such investor contact and the securities company which has submitted the application for approval. In case the Office declines to grant
where the SEC Office declines to grant an approval, on its own discretion, under Clause 7, or prohibits to perform the duties, suspends or revokes an approval under Clause 8(2) and (3), or Clause 9(3), or
grew well namely packaging (+15.1%), electronics (+13.2%, from new client), home appliance products (+8.0%) and tire (+3.2%) despite volume declines from consumer products (-6.1%), auto parts (-4.7%) and
of the mutual fund over the past five years (or since inception if the fund has been established less than five years), as measured from NAV per unit from peak to trough when NAV per unit declines
years), as measured from NAV per unit from peak to trough when NAV per unit declines. Maximum Drawdown is the information that helps determine the risk of loss from investing in the mutual fund
December 31, 2017 amounted to Baht 107.2 billion, a decrease of Baht 22.3 billion from the end of September 2017 and a decrease of Baht 30.6 billion from the end of December 2016. The declines were due
% Operating Expenses In the first quarter of 2020, operating expenses amounted to Baht 11,377 million, a decrease of Baht 4,611 million or 28.8 percent from the previous quarter, due predominantly to declines