the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended

the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended

หัวข้อนี้ 6/10 และได้คะแนน 5/6 ใน DB2020 Best regulatory performance: India Kazakhstan and Malta 2.2 Extent of ownership and control (การเป็น https://www.sec.or.th/TH/Documents/AboutUs/Protecting-Minority

, effective monitoring of management and be accountable to the company and its shareholders. Moreover, the board is also required to balance the different interests and classes of shareholders, and others. The

Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3))    Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel

หลักทรัพย์ที่ผิดไปจากสภาพปกติของตลาด ปัจจุบันมีการจัดทำและเผยแพร่ข้อมูลเพื่อใช้ติดตามดูแลการซื้อขายหลักทรัพย์ที่ผิดไปจากสภาพปกติทั้ง turnover List ของ ก.ล.ต. และมาตรการ cash balance ของตลาดหลักทรัพย์

has announced a list of securities subject to Cash Balance Rule, respectively. With a view to facilitating all stakeholders, the SEC and the SET agreed to provide the information for monitoring purpose

regard, governmental policy and a sound regulatory framework are among the key factors for supporting M&A efficiency without compromising the right balance between facilitating business transactions and

regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.

, which also shows the outstanding balance of each bond issue, SEC Bond Check Version 2 features an advanced search function by interest rate range, time to maturity, credit rating and risk level