normalization of the Federal Reserve’s balance sheet, the impact of which will be more evident this year, will likely contribute to occasional volatility in capital flows, prompting businesses to manage their
TRANSLATED VERSION As of June 3, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), Sec...
University, Thailand and an MBA in Finance and International Business from Sasin Graduate Institute of Business Administration of Chulalongkorn University, Thailand. He is Deputy Director for Academic Affairs
encouraged audit firms without an international network to form a coalition to share academic supports among themselves. For example, a joint development of an audit program, joint training sessions, and
TWGs comprise academic and research institutions, civil society organizations, multilateral banks and specialist consultancies whereas IWGs are represented by industry experts including potential bond
academic qualification of a bachelor’s degree in accounting and are members of the FAP, in the total number of not less than five persons who shall work full-time for the audit firm. As for the certified
auditors in the capital market (hotline project). There were more than 25 consultation cases raised by auditors during the previous year. Supporting academic work in accounting education (24 July 2020) The
be done by professionals and based on recognized academic principles. Clause 35 In case a client ’s suitability to invest in or enter into a transaction of capital market products is unable to be
of such suitability. The provision of basic advice on basic asset allocation as specified in Paragraph 2 shall be done by professionals and based on recognized academic principles. Clause 35 In case a
of such suitability. The provision of basic advice on basic asset allocation as specified in Paragraph 2 shall be done by professionals and based on recognized academic principles. Clause 35 In case a