) Basic investment knowledge;(2) Understanding investment products;(3) Understanding digital assets and related risks;(4) Investment diversification and monitoring;(5) Understanding
and at the same time they were the ones the compliance unit filed monitoring report with. As a result, the compliance unit was lacked of independence in performing its duties. In this regard, the SEC
in monitoring listed companies.? LCA President Prasert Boonsampan said: ?We are quite satisfied with the overall results. We will continue our support to the program and ask successful performers
shareholders will become more involved in monitoring listed companies.? LCA President Prasert Boonsampan said: ?We are quite satisfied with the overall results. We will continue our support to the program
against non-financial institution loans including a review system, communication with staff in monitoring this matter, and penalty to be imposed on staff if found engaging in such loans and report to the
sufficient systems for monitoring securities trading and other services provided to their customers so as to prevent the commission of offenses under such Acts.?
according to the asset allocation plan, (4) monitoring and rebalancing the portfolio, and (5) providing consolidated reports for customers’ review.“The business operators therefore play a highly important
) implementing the portfolio according to the asset allocation plan; (4) monitoring and rebalancing the portfolio; and (5) providing consolidated reports for customers’ review;2. The wealth advice service
plan with proper instruments; (4) monitoring and adjusting investment proportion in according to acceptable risks and investment targets; and (5) reporting the overall investment of customers. If
corporate bonds or to fund business operation on the condition that the earlier corporate bonds must be repaid first, and a mechanism for management and monitoring of money spending according to the set