analysts and fund managers can apply to their work. ESG, in essence, is a mechanism for developing a sustainable capital market. CFA Institute, the global association of investment professionals, invited

stakeholders and support the continuing development and entry of qualified and ethical personnel into the audit profession. This is an important step towards the sustainable development of the economy.”The

value of business. ESG is a must- have element in today’s environment and It can contribute to sustainable business operation. Therefore, the SEC gives priority to promoting stakeholders’ awareness of the

P.T.RESEARCH Co.,Ltd. Website: www.kimston.com : Unlicensed securities and derivatives business (Disclosure Date : 17/10/2012)

Formax Thailand (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 06/03/2015)

U.S.ADVANCE Co.,Ltd. Website: www.winstarasia.com : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2013)

KRUNGTHON THAVEESAP CO.,LTD. : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2018)

CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)

T.R.V.(Thailand) Co.,Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 23/09/2014)

Siam Grandeur Management Co.,Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2012)