not bring about liquidity problem and the funds? inability to appropriately sell their assets. Therefore, the SEC proposed to revise the regulations to be more practical in that the said dissolution
vote by taking into account the best interest of the unit holders as a whole when there is a requirement to have resolution from unit holders. Clause 21 In order to properly and efficiently manage the
, top management, management and employees are appropriately defined and assigned. 4. The organization demonstrates its commitment to attract, develop and retain competent individuals in alignment with
benefits. Insightful: Ability to comprehend all relevant aspects of issues in their entirety, including causes and factors affecting the capital market, in order to respond appropriately. Collaborative
manner, and operate appropriately and correspond with the standards established by an international organization concerning capital market supervision, each derivatives clearing house shall operates in
auditor’s performance. To discharge our duties appropriately in this regard, we must ensure that our own staff harness a sufficient level of knowledge on information system and information technology employed
interest of investors based on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind
investors based on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind the protection
on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind the protection and
the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56