Limited and its subsidiaries for the six-month period ended 30 June 2019 represented a loss before the provision for doubtful accounts and impairment of assets of Baht 68.20 million. Inclusive of the
property of the company. 4. Allowance for doubtful accounts 11.37 with last year at 1.26 million baht which increase 10.11 million baht or 800.46% Due to reversal of allowance for doubtful accounts from
Limited and its subsidiaries for the nine-month period ended 30 September 2019 represented a loss before the provision for doubtful accounts and impairment of assets of Baht 87.58 million. Inclusive the
Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of
custody without the objective of custodial service business as in the case of DA issuers who provide custody of self-issued DA to their clients. The SEC therefore views it is appropriate to revise the
Compliance Working Team” which comprise key members from related parties. The uplift is to ensure that the bank can provide various products/services to align with customers’ need and increasing business
Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021
provide more flexibility to Thai securities companies who request the personnel of foreign business operators to provide investment advices on foreign products to Thai investors. The proposed revisions
require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was
SEC Thailand, as the host of the 30th ASEAN Capital Markets Forum (ACMF) on 18 March 2019, and other ASEAN regulators endorsed the Roadmap on ASEAN Sustainable Capital Markets to provide clear