in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock exchanges in the country where the mutual fund invest with over 10% of their NAV cannot open for normal
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
) Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company
audit committees to start a meaningful conversion with audit firms on the quality of their audits. In Singapore?s context, ACRA has been exploring the potential of having an AQI framework and we are
Patumban, as capital market personnel for six months each starting from 29 December 2015 on the ground of being negligent with regard to supervision of the company?s core work systems. Regarding the share
SEC strongly advises that investors protect their own interest by seeking clarification from investment consultants regarding the nature and features of the investment vehicles in which they are
in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock exchanges in the country where the mutual fund invest with over 10% of their NAV cannot open for normal
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
. Karin Zia-Zarifi, Consultant of the Securities and Exchange Commission for their assistance with the translation.
responsibilities Remuneration Qualifications and Term of Office Q: What are the difference between audit committee and independent committee? A: Audit committee are directors who are appointed by the company's