Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2) of the
เสนอขายกองทุนรวมที่ไม่เหมาะสมกับข้อมูลของผู้ลงทุน (customer profile) และไม่ได้อธิบายให้ผู้ลงทุนเข้าใจในกองทุนและความเสี่ยงของกองทุนที่เกินกว่าระดับที่ผู้ลงทุนยอมรับได้ก.ล.ต. ได้รับเรื่องร้องเรียนจาก
Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for https://publish.sec.or.th/nrs
Business Vision Purpose Any Time & Any Where Attentive & Inclusive TrustworthyTotal Solution K-Culture A PIONEER FOR THE BETTER, A STEP AHEAD FOREVER Customer at Heart | Agility | Collaboration
CUSTOMER ASSET SECTION 31.2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification
CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification
deposit account which needed to be marked to market at the end of each quarter. We received payment from some customer in USD. - Profit for the period dropped 52% from 41.6 mil. baht to 20.1 mil. baht
domestic customer and overseas customer. And the revenue in the Subsidiaries company in India. However the remaining backlog will be recognized within the 1st quarter and 2nd quarter in 2018. 2. The cost of
excellent platform to integrate IVL’s existing specialties business with Sinterama’s strong production base. The highly complementary portfolio, customer base and geographical footprint of the two companies
income according with the policy to expand the customer base to other industries. And we have still waiting the auction results from the new customer that is in the government sector which is expected the