Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients

possession, nor did she return the borrowed money to the client as agreed.The misconduct of Nutnicha was failure to perform duties honestly by committing wrongful acts against clients’ assets, which was a

Director, Deputy Chief Executive Officer - General Administration and Company Secretary, (3) {C}, and (4) {D}. The complaint was imposed on the ground of their collaboration in committing malpractice that

information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27

damage at the amount of 20,000 baht.   SEC has considered that Sorrapon failed to perform duties with loyalty* by committing wrongful acts against the investor’s asset, which was deemed a prohibited

businesses, and prevent misuse of digital assets as a tool for committing a crime. Earlier on 1 July 2021, the SEC Board Meeting No. 13/2564 passed a resolution approving a review on the digital asset business

civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 4,441,272.00

compensation of the benefit received from committing the offense in an amount of 5,555,000.00 Baht     - a civil monetary penalty of 6,943,750.00 Baht    

Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 3,748,544.01 Baht     - a

follows :     - a compensation of the benefit received from committing the offense in an amount of 1,200,000.00 Baht     - a civil monetary penalty