the process of inquiry by the inquiry official. SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 25/07/2022
analysis for the year 2020 This case is in the process of inquiry by the inquiry official. SEC Act S.300 and Section 199 and Section 56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated
(Form 56-2) for the year 2019 The case is expired. SEC Act S.300 in conjunction with 56(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 13/12/2022
meeting concluded with primary suggestions as follows: (1) proxy voting: shareholders are advised to consider proxy voting through independent directors instead of in-person voting at
close the position of derivatives contract with SET50 underlying at-the-open (ATO) price as soon as the trading session began.* However, since the client sent the order after the trading had already
SEC Secretary-General Ruenvadee Suwanmongkol has announced key progresses concluded at the meeting with HK counterparts, as follows: (1) SEC and SFC will continue to work on the
Line at 1207 for further inspection. Any act found to be liable to an offense under the Securities and Exchange Act B.E. 2535 (1992) may be subject to legal action under the law, with both
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) พร้อมด้วยผู้บริหาร ก.ล.ต. เข้าร่วมการประชุม “Lord Mayor of London Virtual Roundtable with Thai
Earlier, {X1} had under recorded its liabilities for short-term bills of exchange (B/E) in the annual financial statements for the financial year 2015. The SEC then reviewed the work of {X1}’s auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has therefore suspended the approval for {A} as a capital market auditor for six months, starting from 19 Jan...
provident funds in response to market development while widening investment asset varieties and in line with international standards. Key proposed changes include introduction of more principle-based eligible