. SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 06/01/2022
connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit customers' digital assets with digital
the process of inquiry by the inquiry official. SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 25/07/2022
analysis for the year 2020 This case is in the process of inquiry by the inquiry official. SEC Act S.300 and Section 199 and Section 56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated
(Form 56-2) for the year 2019 The case is expired. SEC Act S.300 in conjunction with 56(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 13/12/2022
close the position of derivatives contract with SET50 underlying at-the-open (ATO) price as soon as the trading session began.* However, since the client sent the order after the trading had already
It is the SEC’s policy to increase SMEs’ business opportunities by allowing them more convenient access to financial services in accordance with the Master Plan under the 20-Year National Strategy
SEC Secretary-General Ruenvadee Suwanmongkol has announced key progresses concluded at the meeting with HK counterparts, as follows: (1) SEC and SFC will continue to work on the
Line at 1207 for further inspection. Any act found to be liable to an offense under the Securities and Exchange Act B.E. 2535 (1992) may be subject to legal action under the law, with both
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) พร้อมด้วยผู้บริหาร ก.ล.ต. เข้าร่วมการประชุม “Lord Mayor of London Virtual Roundtable with Thai