the private fund management company as marketing representative of private funds; “Customer solicitation” means soliciting of customer to enter into an agreement with a private fund management company
Commission Notification of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33
of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2
Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2) of the
overall economic conditions have dampened consumers’ spending, despite a spate of government stimulus measures such as the state welfare card and the ‘Eat, Shop and Spend’ project in the second half of 2019
เสนอขายกองทุนรวมที่ไม่เหมาะสมกับข้อมูลของผู้ลงทุน (customer profile) และไม่ได้อธิบายให้ผู้ลงทุนเข้าใจในกองทุนและความเสี่ยงของกองทุนที่เกินกว่าระดับที่ผู้ลงทุนยอมรับได้ก.ล.ต. ได้รับเรื่องร้องเรียนจาก
Business Vision Purpose Any Time & Any Where Attentive & Inclusive TrustworthyTotal Solution K-Culture A PIONEER FOR THE BETTER, A STEP AHEAD FOREVER Customer at Heart | Agility | Collaboration
CUSTOMER ASSET SECTION 31.2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification
CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification
deposit account which needed to be marked to market at the end of each quarter. We received payment from some customer in USD. - Profit for the period dropped 52% from 41.6 mil. baht to 20.1 mil. baht