Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code ESG Product Platform Investor Alert Digital Assets Investor Alert Digital Assets
, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
Printable Format - Laws and Regulations Derivatives Advisors |- Registrar and Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital
, infrastructure fund managers; 3. Controllers, auditors, investment analysts/investment consultants/investment planners who have been approved to act as investment consultant for companies, including employees or
) Statistics (Dashboard) Enforcement Fundraising/Listed Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code Investor Alert Investor Alert
companies? anti-corruption practices and thus should be extensively applied to the companies themselves along with their business partners, advisors, consultants, intermediaries or business representatives
events, booth exhibitions, and (overseas) investor meetings to market the Project Crossroads Phase 2 (c) Source and assist appointment of the Project brokers, agencies, consultants, and advisors require
Management Consultant Including consultants to improve work processes. Development includes financial and legal advisors. To study the acquisition of shares of Universal Worldwide Transportation The Company
exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying
ในการจัดพอร์ตการลงทุนแบบออนไลน์โดยใช้โปรแกรมคอมพิวเตอร์ (robo-advisors) นางทิพยสุดา ถาวรามร รองเลขาธิการ ก.ล.ต. กล่าวว่า ในปัจจุบัน ก.ล.ต. ทั่วโลกต่างปรับตัวรองรับความก้าวหน้าทางเทคโนโลยี โดยนำนวัตกรรม