cooperation to the auditor, submit to the SEC the adjusted financial statements which have been reviewed by its auditor without comment on limited scope of review and disclose them to the public within December
cooperation from the Department of Special Investigation (DSI). In addition, those having clues or evidence that could lead to the wrongdoer are able to contact our regular channels.?
further develop the regulatory environment for the FinTech sector, promote sustainable finance, and increase awareness of sustainable investment in Thailand and other ASEAN countries. The cooperation will
cooperation in verifying the news before release. # # #
appropriate investor protection. “Through this conference, we can expect to see stronger cooperation among regional regulators, sharing of knowledge, views, technical expertise and other experiences
facilitated. In July 2019, SEC, therefore, issued letters to every type of intermediaries to request cooperation and support from them considering to participate in the NDID project. The project has been
stated that “This seminar is the first event where SEC had the opportunity to meet with industrial SMEs, after SEC and the Department of Industrial Promotion signed a memorandum of cooperation to assist
effective actions when customers or employees are found to be at risk of infection or diagnosed with COVID-19. 2. Prepare business continuity planning (BCP) Determine mission critical activities (MCA) to
that there are differing mandates, contexts, strategies and aims together with considerations of jurisdiction, regulation and best practice that will determine the approach that can be taken by a
, the SEC encouraged TIA right protection volunteers to perform their roles efficiently at the AGMs. Solid assessment outcomes reflect the success arising from all parties? strong effort and cooperation