the share of financing and refinancing, and where appropriate, also clarify which investments or project portfolios may be refinanced and, to the extent relevant, the expected look-back period for
issuer. In the event that all or a proportion of the proceeds are or may be used for refinancing, it is recommended that issuers provide an estimate of the share of financing vs. re-financing, and where
clients, in accordance with the orders of the derivatives exchange; (3) establish the rules empowering the derivatives exchange to disclose or share information on derivatives trading, members, offenses and
Has the firm at least annually obtained written declarations on compliance with the firm’s independence policies and procedures from all firm personnel? 9 Does the firm have Confidentiality Declaration
independence policies and procedures from all firm personnel? 9 Does the firm have Confidentiality Declaration from all its employees? 10 Are there procedures to ensure that any external consultant involved in
acquisition of shares from the existing shareholder (the “Share Acquisition Transaction”). Details of the Share Acquisition Transaction are as follows: 1. Subscription of 805,264 newly issued ordinary shares of
and assessing the progress of a construction project so audit deficiencies found in this area were not surprising. To address this problem, the SEC invited a construction planning specialist to share
. Notwithstanding sub-paragraphs 1 and 2 above, the Authorities recognise that additional restrictions on the use of non-public information may be imposed under Domestic Law. Paragraph 10 Confidentiality of
) หลักปฏิบัติในการรักษาความลับของลูกค้า การจัดเก็บและการควบคุม เอกสารที่เกี่ยว กับการเป็นที่ปรึกษาการลงทุน(preservation of confidentiality) ( (จ) หลักปฏิบัติในการซื้อขายหลักทรัพย์ของบริษัท ผู้ให้คำแนะนำ
ที่ปรึกษาการลงทุน (preservation of confidentiality) ( (จ) หลักปฏิบัติในการซื้อขายหลักทรัพย์ของบริษัท ผู้ให้คำแนะนำ และบุคคล ผู้มีอำนาจในการจัดการของบริษัท ซึ่งอย่างน้อยต้องประกอบด้วย ( หลักปฏิบัติในการ