up audit file in case of electronic working papers? 4 Does the firm have policies and procedures for the documentation of complaints and allegations and the responses to them? 119
We Regulate SEC Working https://www.sec.or.th/EN/Pages/AboutUs/TheFoundationoftheSEC.aspx
) TheFoundationoftheSEC . 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively. Our Roles How We Regulate SEC Working
. 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively. Our Roles How We Regulate SEC Working https
(2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively. Our Roles How We Regulate SEC Working https
Preparations for Reporting 1. Registration - Ordinary person: Non-Thai citizen: Reporter’s passport - Juristic person: Register online and submit document below to SEC Office at least 3 working days in advance
equivalent positions in the capital market business; (2) {A}: his status as an approved investment consultant for Complex Financial Products Type 2 is revoked and he will be barred from working
of audit firms reporting to audit committees on a limited range of inspection findings. Income taxes : Sometimes, firms involved in structuring taxes planning are also working on the audit; this could