Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., imprisonment for up to two years or a

Board?s (FSB) key standards for sound financial systems and serve as a standard for governments and regulators worldwide. Over the last two years, the OECD conducted an ambitious and inclusive review of

derivatives products to deposit money into banking accounts of two securities companies for Sureerat?s derivatives trading account. Such wrongdoing was in violation of Section 16 of the Derivatives Act B.E

Bangkok, 17 November 2016 ? The SEC has filed a criminal complaint against Mr. Chupong Tanasettakorn, former deputy managing director of Country Group Holdings Public Company Limited (CGH), and two

Bangkok, 17 November 2016 - The SEC has filed a criminal complaint against {A}, former deputy managing director of Country Group Holdings Public Company Limited (CGH), and two aiders namely {B} and

percent. Accordingly, the aberration in UKEM share trading values and volumes misled and lured the general public into the trading.  The scheme was aided or abetted by {F} {G} {H} {I} {J} and two other

289 of an imprisonment not exceeding two-five years or a fine from 200,000 to 500,000 baht, and up to 10,000 baht of a further fine for every day while the violation continues.  The SEC therefore filed

22.12.06 Thailand crypto catastrophes.ppt What could go wrong? Crypto catastrophes in 2022 Terra UST & LUNA May 2022 The Terra blockchain included a decentralized lending platform, Anchor. Anchor

Bangkok, March 2, 2016 ? The SEC has filed two criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against 11 offenders on account of operating

filed a criminal complaint against two other offenders, namely (1) Surasak Chuntori, and (2) Ekkamon Chuntori, for using insider information to purchase GLOBAL shares. Following a referral from the Stock