entities in the capital market on a continuing basis. Moreover, the SEC carried on with the existing projects and initiated new ones to develop a sustainable growth of the capital market. One of the
calculation as the transaction value, the total transaction value shall be equivalent to 185.54 percent calculated based on the Net Tangible Asset Basis which is the basis that results in the highest
, the SEC implements the procedures for increasing the quality of their work on a continuing basis. This includes regular inspection of audit firms’ quality control system and random inspection of
basis; (iii) Externally verifiable; and (iv) Able to be benchmarked, i.e. as much as possible using an external reference or definitions to facilitate the assessment of the SPTs level of ambition. 4.1.4
calculating the absolute net position on a weekly and monthly basis. The results did not change significantly. • Local individuals • Foreign investors • Local institutions • Proprietary traders 3,170 accounts
, and sees an urgency in providing regulatory clarification on ICO to both fundraisers and investors. For Securities All types of ICOs ICOs that fall under the SEC’s purview. 3 fundraisers, a clear policy
each type of investment unit, and, in cases where different types of investment units have different policies about returns or the priority return, clear details about the nature and conditions of
first In the world to Require climate risk reporting…. the new regime will be on a comply-or-explain basis, based on the TCFD framework, which is widely acknowledged as international best practice. Source
take precedence over the IOSCO CRA Code. A-5 -time, part-time, or temporary basis, including any individual working as a contractor, provided that such contractor is involved in the credit rating process
following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately