’ meeting and other related documents may be sent electronically.At the same time, SEC is setting out a clear guideline for determining in which cases asset management companies may seek an approval from

a waiver such as the Government Pension Fund and provident funds; and (5) The fund must have a clear policy on distribution of investment units and be listed on the Stock Exchange of Thailand

startups to access sources of capital efficiently at reasonable costs.”“Presently, SEC has the existing equity crowdfunding rules since 2015 for SMEs and startups with clear business plans to gain easier

control and credibility of financial reports. The sufficiency of internal control system includes having in place (1) clear scope of authority and approval procedures in writing, (2) independence of core

number of independent directors, and (3) clear definition of ?independent directors? determined by each listed company. This would help enhance investors? confidence that listed company directors will

number of independent directors, and (3) clear definition of ?independent directors? determined by each listed company. This would help enhance investors? confidence that listed company directors will

to disclose correct, complete, and clear information without any false statements. They must not uncover fact that should be clarified or mislead investing public to ensure investor protection. The SEC

availability of PVD data, to prescribe a clear application process and document requirements for fund registration, to improve the duties of employers, the Provident Fund Committee (PC) and fund managers, and

well as warn their personnel not to involve with such loans. Additionally, the SEC will cooperate with related agencies in setting up clear guidelines on credit lines provided to clients so as to prevent

storage. Clause 28 An intermediary shall arrange the appropriate channel and monitoring system for communication with a client . In addition, the intermediary shall communicate at the right time, with clear