identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s identity using reliable sources of information (client verification
identity using reliable sources of information (client verification) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1
data or documentary evidence used for verification of identity of its clients, beneficial owners and controlling persons of the clients, including any data or documentary evidence relating to its clients
Clause 32 A securities company shall completely provide data or documentary evidence used for verification of identity of its clients, beneficial owners and controlling persons of the clients, including
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
immediate use or verification by the management company, and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office deems appropriate, a management company
Sustainability Performance Targets (SPTs) 3. Bond characteristics 4. Reporting 5. Verification Financial Instrument Guidance Thematic Guidance * Under the GBP, SBP and SBG, an amount equal to the net bond proceeds
the applicant of the result of its consideration within 30 days from the date on which the verification process has been complete. 4. Approval Period The approval period is not more
รายงาน (verification report) บนหน้าเว็บไซต์ของ บลจ. รวมทั้งต้องเปิดเผยคุณสมบัติและ ความเชี่ยวชาญของบุคคลที่สามในรายงานดังกล่าวด้วย 4.0 แนวปฏิบัติในการจัดทำรายงานของกองทุนรวมตาม ASEAN SRFS 4.1 ASEAN