: (1) Amending the regulations so that they are up-to-date, more flexible and more principle-based, for example, improving information disclosure channels by allowing asset management companies to
importance of being adaptive and flexible to new opportunities arising from the change in behaviours of market players in the capital market. The SEC Thailand firmly believes that this MoU will support the
consecutive months; (5) fundraising is more flexible by cancelling separation of offering limit to retail investors and non-retail investors. In addition, SEC will amend the details in the crowdfunding
specified conditions, such as qualifications and disqualifications, more flexible approval process, including rules on performance of services similarly to the current rules on oversight of investment
choose the persons to operate a business on their behalf in a more flexible manner, whereby the business operators will be able to delegate other persons in respect of work related to the business
young age or about to retire. As a result, policy makers are recommended to determine flexible framework and master investment plan that could reflect and response to each and/or most of members
that everyone should start retirement planning early in order to have longer investment period and more flexible investment patterns with smaller amount for each installment as well as more likelihood to
during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the client; (c) to
of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the client; (c) to assess suitability
of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the client; (c) to assess suitability