. Clause 3 The preparation and disclosure of information in the financial statements shall comply with the accounting standards specified by the Law on Accounting. 2 In cases where the preparation or
business operators with similar characteristics that may inadvertently exceed their licensed scope. Such cases could lead to disqualification and potential license revocation, which could affect a large
is barred from serving as director or executive in securities issuing companies or securities companies for 14 months. In all cases, civil sanctions, as imposed by the CSC, will take effect when
event that any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable
or executive for nine months each. The suspension period for the offenders serving as a director or executive in the above cases will commence upon the date when the offenders affix their signature
standards. The MOU with the DSI aims to enhance collaboration for prevention and suppression of offenses related to special legal cases to improve enforcement efficiency. Such mutual effort will focus on
high-risk or complex characteristics outside the offices of intermediaries shall comply with the regulations under Chapter 7. Clause 4 In cases where there is a necessary and reasonable ground, the SEC
specified in the Notification of the Sheikhul Islam Office in cases where the aforesaid holidays do not coincide with the official holidays listed above or weekends. Notified this 11th Day of August 2015