supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non https
, brokers, and dealers https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=848 SEC Thailand’s public hearing on revised principles for supervision of digital asset custodial wallet providers https
. Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 SEC
Asset Business Conduct https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=634 SEC public hearing on proposed amendments to capital requirements of digital asset exchanges, brokers, and dealers https
for dealers of debt instruments and to gather information of the transactions. The role of the inter-dealer brokers will facilitate liquidity of the trading market for debt instruments and will allow