Misconduct inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2
. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2. Placing a https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/MARKETMISCONDUCT.aspx
corporate governance principles to family-controlled businesses, expectations from institutional investors and disclosure of beneficial ownership in businesses in Asia. -------------* Established https
://www.sec.or.th/TH/Pages/MarketData/seminar-documents.aspx. The SEC will continue to organize seminars to disseminate beneficial knowledge to audit committees and each party involved in the financial reporting
will be beneficial for the Capital Market services accessibility . In the first phase, SEC also has planned to adopt the DLT to increase the effectiveness in accepting and enforcing collaterals in
distinct and different offences. The defendants were convicted according to Section 91 of the Penal Code. As defendants had made confession, which was beneficial to the case, the Court commuted the
very beneficial to the industry,? said AIMC Chairperson Mrs. Voravan Tarapoom.
market and foreign laws is conducted. The proposals resulting from this study will be greatly beneficial to amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to enhance
. Meanwhile, the banks? executives obtained more information on the SEC?s policy and direction to develop Thai capital market which would be beneficial for the consideration on business planning, said Vorapol.
as beneficial to the case, however, the Court reduced the punishment by half for each count to be 2 years and 6 months with a fine of B250,000 and B1,178,000,000, respectively. In conclusion, Suradej