the accounting and internal control systems. The third line of defense is the auditors, who must conduct audits and reviews of financial statements in accordance with their professional standards to be
sustainable efficiency in all aspects of market development.The plan involves several key implementations, including support for entry of wealth advisory service providers, optimum utilization of technologies
announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of sustainable efficiency in all aspects of market
addition, technologies and supporting measures will be given more weight to encourage value creation and competitiveness, and the rulemaking will give more emphasis to the practicality and cost-effectiveness
appropriate penalties on wrongdoers. There must be a harmonized collaboration among market participants to enhance the quality and efficiency of duties performed by those involved in the capital market's
In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business
draft National Pension Fund Act, amendment to the Provident Fund Act B.E. 2530 (1987) would be required to ensure a smooth transition from a voluntary defined contribution scheme to a mandatory pension
Bangkok, April 19, 2016 ? The SEC is seeking public comments on draft amendments to the rules governing public offering of newly issued shares to streamline the process and promote cost effectiveness
recommendations were offered for consideration by Asian policy makers to improve efficiency and effectiveness of initiatives in their respective countries covering the following areas.??Collecting more evidence on
increase overall effectiveness and efficiency of audit processes. In anticipation of the possible auditor shortage due to future market expansion, the SEC has partnered with the FAP and created the training