Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
Board Member, Capital Market Supervisory Board Education Master of Laws (LLM), Thammasat University Barrister at Law of the Thai Bar Association Bachelor of Laws (LLB), Thammasat University
Barrister-at-Law of Gray’s Inn LL.B. (Second Class Honours, Upper Division) University of Wales, United Kingdom Barrister at Law, Thai Bar association Bachelor of Law, Thammasat University Current
committing the offense in an amount of 1,500,000.00 Baht - a civil monetary penalty of 1,875,000.00 Baht - a bar from serving as a director or
of 1,724,500.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023
;- a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023
500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 - a
from committing the offense in an amount of 150,000.00 Baht - a civil monetary penalty of 1,500,000.00 Baht - a bar from serving as a
; - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/01/2023 - a reimbursement of investigative