requirement and revision to the securities settlement cycle. This is to ensure stability, fair treatment, and non-discrimination among all types of investors.Additionally, the SEC requested the ASCO to review
Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel
หลักทรัพย์ที่ผิดไปจากสภาพปกติของตลาด ปัจจุบันมีการจัดทำและเผยแพร่ข้อมูลเพื่อใช้ติดตามดูแลการซื้อขายหลักทรัพย์ที่ผิดไปจากสภาพปกติทั้ง turnover List ของ ก.ล.ต. และมาตรการ cash balance ของตลาดหลักทรัพย์
has announced a list of securities subject to Cash Balance Rule, respectively. With a view to facilitating all stakeholders, the SEC and the SET agreed to provide the information for monitoring purpose
regard, governmental policy and a sound regulatory framework are among the key factors for supporting M&A efficiency without compromising the right balance between facilitating business transactions and
regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.
, which also shows the outstanding balance of each bond issue, SEC Bond Check Version 2 features an advanced search function by interest rate range, time to maturity, credit rating and risk level
balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with
lead to economic expansion and development of the country.Taking into account the balance between regulatory burdens and investor protection, the proposed supervisory framework covers supervision on
independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions