principles used in many countries to lay out and issue measures. Moreover, SEC also raises awareness about United Nations Guidelines on Business and Human Rights (UNGPs) among listed companies and businesses
progress that reflects their awareness and serious effort against corruption. ?The assessment allowed each listed company to realize its anti-corruption development level and thus enabled the company to
organization’s awareness and provide organization with essence knowledge in preparing before the law on personal data protection comes into force. In this regard, we has developed framework on FPTI PDPA Model
of asset management companies, securities companies and bank branches for investors? investment decision making. We believe that the Project will raise public awareness in starting investment plan at
Annualized return (%) Sources: Morningstar, Fund fact sheet, SEC database complied by Research Department of Thai SEC There were various policy actions taken by regulators. Making public awareness is one of an
disclosed, low-visibility firms may utilize tweeting as a cost effective way to bring awareness to this information. Information Asymmetry Reduction • Tweeting results in a reduction in information asymmetry
important that the SEC team, as a change agent, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition
raise public awareness and understanding in savings and investments and enable them to access the products suitable to their investment profile with a view to saving sufficient assets for their
also provide investors with greater investment choices. The SEC views that regulatory development will boost the competitive edge of Thai capital market and the industry, responsive to global changes and
2 กรณี ได้แก่ กรณีแรก ก.ล.ต. กล่าวโทษผู้กระทำผิด 4 ราย คือ (1) สำนักงานผู้แทนกิลท์ เอ็ดจ์ อินเตอร์เนชั่นแนล (กรุ๊ป) ลิมิเต็ด ในประเทศไทย (Gilt Edge) (โดย นางคาเรน อลิซาเบธ เอนท์วิสเทิล ในฐานะผู้รับผิด