about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made available to the public as open data. The frequency of submitting the
, with the objectives to ensure that assistance on portfolio advisory and program trading is made available for investors, while the business operators may enhance the effectiveness of the service
available under the “License Check” banner, while the list of business operators not licensed by the SEC is available under the “Investor Alert List” on the SEC website at www.sec.or.th. In case of tips of
in the long run.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2033-9660 or
in the calculation of liquid asset.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments and recommendations via the
such service be considered as a part of the portfolio advisory with execution or standing order, as the case may be.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and
. More information on the topic “digital assets” is available at www.sec.or.th. Name lists and information on all approved products or licensed business operators are available on SEC Check First
and Thailand is available at HK-TH-MRF (sec.or.th). ------------------------------------ Remarks: 1. The HK-TH MRF project is carried out under the Memorandum of Understanding for Strengthening
license or approval properly. The SEC lists of licensed and approved persons are available at www.sec.or.th and SEC Check First application. Also, the Investor Alert List of entities operating business
Ministry of Commerce. The consultation paper is available at www.sec.or.th . Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6487 or email