ซื้อขายหน่วยลงทุนที่เป็นอิสระ (independent LBDU) หลักการและเหตุผล การปรับปรุงอัตราค่าธรรมเนียมการประกอบธุรกิจสำหรับ LBDU ที่สามารถแสดงได้ว่ามีความเป็นอิสระในการให้คำแนะนำและเสนอขายหน่วยลงทุน เพื่อ
statements. The request was made on the ground that the independent financial advisor is in process of exploring and gathering documents and evidence as well as more information from overseas authorities for
Federation of Accountants International Forum of Independent Audit Regulators (IFIAR) Financial Accounting Standards Board (FASB) International Accounting Standards Board (IASB) ก.ล.ต. กับการยกระดับการกำกับ
Mr. Sarawuthi Bhumithaworn Mr. Sarawuthi Bhumithaworn, former Independent Director and Audit Committee of Adamas Incorporation Public Company (“ADAM”), colluded and divided duties with other 7
Company Limited ("GLOBAL") shares by utilizing the non-public information Mr. Surasak accessed by virtue of his positions as an audit committee and independent director of GLOBAL. Mr. Ekkamon also
premises at the Pattaya branch to a third party at 160 million baht (the price appraised by an independent valuer was 366 million baht) and leased them back with right to repurchase within three years at
on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without
balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with
development. The SEC urged TIA to consider the possibility to become independent investment advisory institute supporting Thai capital market development. The institute could be a center for investor education
independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions