verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain confidence among investors. Guidelines 1. Accepting of purchase or redemption order of investment units
explained. Obtain third-party verification of emissions reporting. Portfolio Assessment Publish an assessment of the risks and opportunities presented by climate change to the investment portfolio. Publish
company sets up suitable varieties of internal control such as manual and automated controls or preventing and monitoring controls. 10.4 The company builds internal control throughout all level of the
development) 9 3. Eligibility Criteria 3.1. Mitigation Component The simplicity of the Criteria enables rapid screening and meaningful monitoring and verification for assurance without transaction costs
market products based on an automated program that runs product selection and trading placement without interference throughout the transaction process. “ intermediary ” means: (1) securities business
May 2019). 18 “investment strategy of program trading” means specifying investment strategy for an execution of trading orders of capital market products based on an automated program that runs product
May 2019). 18 “investment strategy of program trading” means specifying investment strategy for an execution of trading orders of capital market products based on an automated program that runs product
automated หรือการควบคุมแบบป้องกันและติดตาม 10.4 บริษัทกำหนดให้มีการควบคุมภายในในทุกระดับขององค์กร เช่น ทั้งระดับ กลุ่มบริษัท หน่วยธุรกิจ สายงาน ฝ่ายงาน แผนก หรือกระบวนการ 10.5 บริษัทมีการแบ่งแยกหน้าที่ความรับ
order, the timing, price or quantity of the order or how to manage the order after its submission, with limited or no human intervention.1 • Algorithmic trading, program trading, automated trading, and
securities company shall provide information or evidentiary documentation related to verification of identity of its clients , the ultimate beneficiaries for the securities trading of the clients and the