asset exchanges. Currently, there are nine licensed digital asset exchanges providing cryptocurrency trading services under the listing rules approved by the SEC. (Bitcoin is one of the cryptocurrencies
through local licensed intermediaries in the host country must be authorized or approved for establishment and offering for sale to the public in the home country and must have the characteristics in
investment solicitation, the solicator needs to obtain a proper securities business license. The SEC lists of licensed and approved persons are available at www.sec.or.th. For inquiries or reports of leads or
Capital Markets and Services Act 2007 (“CMSA”) as a Recognised Representative (“RR”). REGISTRATION SC Malaysia 6 • Licensed, registered, approved or authorized by the Home Regulator in a Recognised ACMF
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
” means derivatives exchange licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6) “customer contact person for
notification hereto: (1) “derivatives broker” means any entity licensed to undertake derivatives business in the category of derivatives broker; (2) “manager” means any person who is authorized by the board of
notification hereto: (1) “derivatives broker” means any entity licensed to undertake derivatives business in the category of derivatives broker; (2) “manager” means any person who is authorized by the board of
Authorized Director of Digital Asset Business Operator
Authorized Director of Digital Asset Business Operator