> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
company; “Fund manager” means any natural person which management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake securities
sold of such company; “Fund manager” means any natural person which management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake
management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake securities business in the category of securities underwriting
maintain the duties and responsibilities of disclosing correct and sufficient information to investors for the benefit of their investment decision making. In the case where there are changes in law
offer for sale, the SEC Office shall have the authority to: (1) order the approved foreign entity, its directors or executives to clarify or disclose additional information within a specified period and
Authority ประเทศนิวซีแลนด์ และ Mr. Gerard Fitzpatrick, Senior Executive Leader จาก Australian Securities and Investments Commission (ASIC) ประเทศออสเตรเลีย
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และ Mr. Ian Johnston, Chief Executive, Dubai Financial Services Authority (DFSA) เมืองดูไบ สหรัฐอาหรับเอ
issues which many arise from the enforcement of this Act. SECTION 10. In cases where it is necessary to maintain economic stability or protect the public interest or investors, the SEC shall have the power
issues which many arise from the enforcement of this Act. SECTION 10. In cases where it is necessary to maintain economic stability or protect the public interest or investors, the SEC shall have the power