) categorizing type of the client ; (3) assessing suitability for investment in or entering into a transaction of capital market products ; (4) considering ability of the client to perform in respect of servicing
) categorizing type of the client; (3) assessing suitability for investment in or entering into a transaction of 13 capital market products; (4) considering ability of the client to perform in respect of servicing
. Currently, PNPC together with its insurers is in the process of assessing the situation. Xe-Pian Xe-Namnoy Power Company Limited, the developer of Xe-Pian Xe-Namnoy Hydroelectric Power Project with a capacity
fraud in assessing risks to the achievement of the organization’s objectives. Questions Yes No 8.1 The company assesses the potential for fraud covering all types of fraud including fraudulent financial
partial, covering only certain aspects of the Issuer’s ASEAN Green Bonds framework or full, assessing alignment with all four core components as stated in the ASEAN GBS. 5.3 The external review provider
, which may nonetheless reflect material environmental risks. An external review may be partial, covering only certain aspects of an issuer’s Green Bond or associated Green Bond framework or full, assessing
the Issuer’s ASEAN Social Bonds framework or full, assessing alignment with all four core components as stated in the ASEAN SBS. 5.3 The external review provider must have the relevant expertise and
material social risks. An external review may be partial, covering only certain aspects of an issuer’s Social Bond or associated Social Bond framework or full, assessing alignment with all four core
, and identifying and assessing risk of fraud and response to those risks. Example 4 : The disclosure checklist did not contain current disclosures as required by other regulatory bodies such as the SEC