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Securities Dealer о Derivatives Dealer • Advisor о Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer
SHARE : SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen
1 - Translation – Bor.Chor.Ngor 0328/2017 September 26, 2017 Subject: Connected transaction : Renewal of a hotel management advisor agreement Attn : President The Stock Exchange of Thailand With
Siam Knight Fund Management Securities Co.,Ltd. Between December 12, 2016 and July 1, 2019, Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), a fund management and investment advisor company
Siam Knight Fund Management Securities Co.,Ltd. Between December 12, 2016 and July 1, 2019, Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), a fund management and investment advisor company
ทั่วไป ชื่อผู้ตอบ * ตำแหน่ง ชื่อบริษัท เบอร์โทรศัพท์ เบอร์โทรสาร E-mail address สถานะบริษัท บริษัทจดทะเบียนใน SET/MAI บริษัทจำกัด ที่ปรึกษาทางการเงิน (Financial Advisor) ที่ปรึกษากฏหมาย ผู้
public auditor. The provision of the first paragraph shall not apply to a derivatives advisor.
public auditor. The provision of the first paragraph shall not apply to a derivatives advisor.
benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor