shall procure an information management system to ensure that the information relating to the undertaking of the derivatives business, in the form of both paper and electronic data, is accurate, complete
form of both paper and electronic data, is accurate, complete, and available for use in an efficient manner within an appropriate time, as well as a security system which is sufficient to prevent the
form of both paper and electronic data, is accurate, complete, and available for use in an efficient manner within an appropriate time, as well as a security system which is sufficient to prevent the
the consideration is listed securities, compare the market value of securities or NTA. Whichever is higher will be used for the calculation 3) In case of investment disposal to the extent that a
result of the application in the Office’s electronic work system within thirty days as from the date the Office receives complete and accurate application together with supplemental documents. In case the
are accurate and complete in accordance with the Licensing Manual for the Public at the rates prescribed in the Notification of the Securities and Exchange Commission concerning Determination of Fees
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
the issuer who is responsible for the information contained in the prospectus. B. Advisers and other parties 1. Provide the names and addresses of – (a) the issuer's principal bankers to the extent the
occurred or is in existence and that there is no concealment of any fact that should be disclosed; (2) have the translator certify that the substance of the translation is accurate and consistent with the
. Reformation and Legal Framework Extent of director liability index Thai law protects the right of minority investors to bring an action against any director who acts or omits to act in any way that constitutes