and innovations to facilitate fast and convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as follows: (1) Implement a policy on fintech application at board or executives level ; (2) ...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/01/2009
Reporting Person : - | Type of securities : - | Date of reporting obligation : 06/01/2009
Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/01/2008
Reporting Person : - | Type of securities : - | Date of reporting obligation : 06/11/2007
Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/11/2007
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/01/2009
Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/02/2009