relating to resignation, dismissal, and appointment of trustees of Real Estate Investment Trusts, Infrastructure Trusts and Private Equity Trusts when such In the absence of such terms and conditions in the
damage, [ii] other circumstances indicating that the applicant is facing financial distress, or [iii] reasonable grounds to believe that the applicant has any deficiency or inappropriateness in operational
of clients? assets: deficiency of the verification process created risk of damaging client assets. It was found that during August 2014 to March 2015 many clients asked the company to add another
consequently affect confidence in securities business and the capital market at large; (2) Custody of clients? assets: deficiency of the verification process created risk of damaging client assets. It was
the position of the Chairman of the Board of Directors is vacant or the Chairman is unable to perform his or her duties, the Vice-Chairman, if available, shall convene the meeting. In the absence of the
available, shall convene the meeting. In the absence of the Vice-Chairman or if the Vice-Chairman is unable to perform his or her duties, the Managing Director shall convene the meeting. In the absence of the
Draft ASEAN Equity Disclosure Standards เอกสารรับฟงความคิดเห็น เร่ือง การเปดเผยขอมูลกรณีบริษัทตางประเทศ เขามาเสนอขายหุนในประเทศไทย สํานักงาน สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลกัทรัพย (http://www.sec.or.th) อาคารจีพีเอฟ วิทยุ ทาวเวอรส บี ช้ัน 10, 13-16 เลขที่ 93/1 ถนนวิทย ุแขวงลุมพิน ีเขตปทุมวัน กรุงเทพฯ 10330 โทรศัพท 0-2263-6499 หรือ 0-2695-9999 โทรสาร 0-2651-5949 http://www.sec.or.th/ เอกสารเผยแพร เลขท่ี อก. 9/2552 เร่ือง การเปดเผยขอมูลกรณีบริษัทตางประเทศ เขามาเสนอขายหุ...
list or having an appraisal permission from the regulator of the jurisdiction wherein the asset is located; (b) in the absence of a list pursuant to (a) (a), the asset appraiser shall have any of the
Thailand and expenses related to the Stock Exchange of Thailand, (2) THB 0.60 million decrease from professional fees, (3) THB 0.42 million decrease from accounting and audit fees, and (4) absence of THB
' accounts and used it for other persons' unit purchases in absence of the accounts' owners, or executed unit purchase orders by charging the payments on other clients' credit cards. The SEC has therefore