Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7. Computer

Depreciation and writing off bad debt and doubtful accounts Income tax to be written off (Gain) Loss from regulation of securities (Gain) Loss from assets distribution (Gain) Loss from foreign currencies

Adjustments to reconcile net earning to net cash (loss) from operating activities Depreciation and writing off bad debt and doubtful accounts Income tax to be written off (Gain) Loss from regulation of

from operating activities Net income Adjustments to reconcile net earning to net cash (loss) from operating activities Depreciation and writing off bad debt and doubtful accounts Income tax to be written

providing services to customers, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the

company of the SEC Board’s order in writing. ______________________

therefore requested the public prosecutor in writing to file a lawsuit against Mr. Thanawat in the Civil Court, pressing for civil sanctions with the highest legal penalty consisting of a civil fine and the

the public prosecutor in writing to file a civil lawsuit against (1) and (2) for imposition of the maximum applicable civil sanctions comprising a monetary civil sanction of 12,005,620 baht plus

must work full-time in Thailand and have specified educational background and working experience. Business operators will also be required to specify, in writing, clear responsibilities of compliance

underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of