tax burden with a view to promoting Thai bourse?s competitive advantage and linkage between the Thai and ASEAN capital markets.
realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and
required to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of
to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of
Corporate Finance Department – Equity 2 6. Ms. Cholthida Phakdeethai, Director of the Digital Asset Supervision Department7. Mr. Pongpit Pinsai, Director of the Research and Data DepartmentTo view the
investor rights protection. With regard to the class action lawsuit, the SEC is of the view that it will facilitate shareholders in their collective action lawsuits and help them attain justice more
The SEC approved the supervision guidelines for provident fund management business as agreed by the Association of Investment Management Companies (AIMC) with a view to enhance asset management
review responsibility of her audit group. She had the authorized access to view the draft financial statements in the EY information system and disclosed the inside information of the three companies to
efficient investment guidelines [house view] by incorporating the participation of fund manager , investment analyst or supervisor of the investment line of work . In this regard, such guidelines shall be
updated completely before cancellation of the suspension thereof; 1 The Association means: (1) an association relating to a securities business, of which objectives is for promoting and developing