successful implementation of policies and strategic plans and compliance with international standards. International Organization of Securities Commissions (IOSCO) ASEAN Capital Markets Forum (ACMF
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
. Available. Registration with the ThaiBMA - Only long-term bonds. Only long-term bonds. Only long-term bonds. Ratings - - - Required. [1] This means persons who are related to the issuer in terms of
) For mutual fund which investment units are not securities listed in the Stock Exchange, the NAV and investment unit values as of the last business day of each month shall be announced within the
in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock exchanges in the country where the mutual fund invest with over 10% of their NAV cannot open for normal
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
audit committees to start a meaningful conversion with audit firms on the quality of their audits. In Singapore?s context, ACRA has been exploring the potential of having an AQI framework and we are
Patumban, as capital market personnel for six months each starting from 29 December 2015 on the ground of being negligent with regard to supervision of the company?s core work systems. Regarding the share