non-prosecutorial order or the court has passed the final judgment to dismiss the case, it shall not be deemed as having untrustworthy characteristics); (b) It has not yet surpassed the three-year
ETF” means a share of investment company or unit trust issued under collective investment scheme in the category of exchange-traded fund established under law of foreign jurisdiction; “foreign regulator
take further action in accordance with the law. The criminal complaint inures that the accused is considered to be untrustworthy characteristics of the securities issuing companies and listed
on 23 August 2018. **According to Clause 3 (2), Clause 5 (2) and Clause 6 (2) of the Notification of the Securities and Exchange Commission No. Kor. Jor. 3/2560 Re: Determination of Untrustworthy
, filed a criminal complaint with the Department of Special Investigation (DSI) for further legal proceedings. As a result, Surasak is deeemed to possess untrustworthy characteristics and therefore banned
. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
directors is deemed untrustworthy to perform duties as directors and executives of a securities issuing company and listed company under the relevant notification, they, therefore, can no longer perform
must not have untrustworthy characteristics and must perform fiduciary duty; 4. Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening
=8438 SEC imposes civil sanction on three offenders for manipulating BA shares , have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company