auditors and audit firms in the Thai capital market. TDRI has completed the study project and proposed recommendations in this regard.SEC has taken TDRI’s recommendations into consideration in proposing
. 2561 (2019). Key factors taken into consideration regarding the cryptocurrencies on the list include relevant developments and news, as well as other important factors related to cryptocurrencies. The
securities. SEC has taken measures to enhance the efficiency of the bond market ecosystem and so far has made progresses in certain areas.” To ensure that the policies, directions, goals and key guidelines
security of systems related to digital asset custody, which could cause significant impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional
dishonestly taken by Somchai who was authorized to sign for money withdrawal on behalf of the company. Such action was in violation of Sections 307, 308, 311 and 313 of the SEA.3. Embezzling B42 million from
to her advice. {C} also failed to record her giving of investment advice and accepting of securities trading orders from many of her clients. {C} admitted that the unrecorded orders were taken via
investment scheme in the home jurisdiction; (b) relevant provisions under the constitutive documents that enable the CIS operator to merge or terminate the offering for sale of units of a collective investment
tangible assets by calculating from the consolidate financial statement of the Company and its subsidiaries as at December 31, 2018 Size of Transaction = Value of Transaction/Non Tangible Assets = 47.29
months, end of March 31, 2019 Financial Statement Consolidate financial statement % revenue from sales Q1/2019 Q1/2018 increase(decrease) Q1/2019 Q1/2018 Revenues from sales 67.47 56.46 11.01 19.50% 100.00
the net tangible assets by calculating from The consolidate financial statement of the Company and its subsidiaries as at March 31, 2017 3 Size of Transaction = Value of Transaction/Non Tangible Assets